Safeguard Your Business from Risk and Fraud
Internal controls are the backbone of risk management in any organization. At Riley & Company, we design, evaluate, and strengthen internal control systems that protect your business from fraud, ensure regulatory compliance, and improve operational efficiency. Our Houston-based CPAs bring decades of experience to help businesses like yours implement controls that work.
Why Choose Us for Internal Controls?
Decades of Fraud Prevention Expertise
Since 1999, we’ve helped Houston businesses design and maintain robust internal controls that deter employee misconduct and financial inaccuracies.
Tailored Systems for Unique Business Needs
We don’t believe in one-size-fits-all. Our internal control recommendations reflect your organization’s size, structure, and risk environment.
Actionable Insights and Clear Documentation
You receive a comprehensive report of findings with prioritized recommendations—ready to implement, backed by practical insights.
Independent and Objective Evaluation
As external CPAs, we provide unbiased assessments free from internal conflicts of interest.
End-to-End Support
From identifying weaknesses to training staff and setting up reporting systems, we guide you through every phase of your internal control strategy.
Our Internal Control Services Include
Risk Assessment & Control Evaluation
We assess your existing internal controls and highlight vulnerabilities that could lead to fraud or operational failure.
Segregation of Duties Review
We recommend clear divisions of responsibilities to prevent one person from controlling a full transaction cycle.
Control Testing & Effectiveness Checks
Our team performs targeted tests to evaluate whether your controls are functioning as intended.
Policy and Procedure Development
We help draft and refine control policies, ensuring they're documented, enforceable, and accessible to your team.
Training and Reporting Structures
We offer training for staff and help establish clear channels for reporting irregularities or concerns.
Concerned about fraud or operational inefficiency? Our experienced CPAs are ready to help you strengthen your defenses.
Our Proven Process
Initial Consultation & Business Review
We meet with you to understand your business structure, objectives, and areas of concern.
Risk & Control Assessment
We evaluate existing internal control systems, policies, and transaction flows for potential risks and gaps.
Testing & Analysis
We test key controls, verify compliance, and assess effectiveness using industry benchmarks and best practices.
Reporting & Implementation Support
You receive a detailed report with findings, recommendations, and optional support in implementing enhancements.
Ready to Secure Your Business from the Inside Out?
Don’t let employee fraud or poor controls disrupt your growth. Our experienced CPAs are ready to design and reinforce systems that match your needs.
FAQ
Frequently Asked Questions
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What are internal controls and why are they important?
Internal controls are policies and procedures designed to protect a business from fraud, error, and inefficiency. They help ensure financial accuracy, regulatory compliance, and operational effectiveness.
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How do I know if my business has weak internal controls?
Red flags include inconsistent financial records, lack of segregation of duties, excessive employee access to financial systems, and a history of unexplainable losses.
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Can Riley & Company help us write internal control policies from scratch?
Yes. We can develop customized policies tailored to your operations, staff size, and industry risks.
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How often should internal controls be reviewed?
We recommend a full review at least annually or any time there's a major business change such as leadership transition, rapid growth, or new regulatory obligations.
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What industries do you work with for internal controls?
We work across industries including retail, professional services, distribution, construction, and healthcare—tailoring internal control systems to your operational model.